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Ronald K. Stitch
Attorney Mediator

Phone: 818-707-0202
Email: Ronald Stitch

 

CHAPTER TWO - KEEPING CONTROL

NEGOTIATION & MEDIATION

 

Part 2

Generally, lawyers are pre-occupied with the law.  When they negotiate with other lawyers, the discussion revolves around each lawyer's opinion of how a court would decide a case.  Indeed, in giving competent legal advice, a lawyer must tell his client how he views the case based upon existing statutes or precedent established by case law relevant to the given factual situation.  Often, the law factor takes over and becomes the sole factor on which a dispute is eventually settled.  This one factor analysis ignores the true needs and concerns of the parties in a dispute.

            Especially in some areas of law, lawyers are familiar and friendly with other lawyers in their community.  They see each other often in court and over years of practice, become familiar with other lawyers and their styles of negotiation, demeanor and practice before the court.  This may lead a client to believe that their lawyer is too chummy with the other side and is selling out their position.  Unless the client is there listening to every word their lawyer is stating to the other side, it is easy for him to become paranoid in this regard.  If you feel this way, you should request that you be present during all negotiations on your behalf.

            The bottom line in having a lawyer represent you is that you either trust your lawyer to be your advocate or you don't.  Lawyers are bound by their code of ethics to be zealous advocates of their client's interests.  This doesn't necessarily mean that they will be advocates of their client's positions.  The difference between one's position and the interests behind those positions leaves room for negotiation and allows two or more parties to a dispute, with or without their attorneys, to reach resolution without having a judge or jury decide the issue.  If you will only resolve your entire dispute or a part of it a certain way, be sure and communicate that to your attorney.  That way, your attorney will know that you are only willing to resolve your dispute a certain way, even though there may be other solutions.

            If you feel uncomfortable with a certain lawyer being your advocate, then you need to find someone you are comfortable with or represent yourself.  It is very hard for some people not to be involved in every step of the process.  This is a decision that may require some soul searching on your behalf when you hire an attorney to represent you in the first place.  You need to ask yourself how much control you are willing to delegate to a person who has the power to make decisions on your behalf.  If you feel uncomfortable with letting go, then you will need to be kept informed by your attorney of the negotiation process in detail, whether that process takes place in his office or in the hallways of the courtroom.  If you want to control the negotiations, but want to be represented by a lawyer, the more detailed instructions you give your lawyer, the better off you will be.

 

MEDIATION                                                       

In mediation, a neutral third-party will assist you in the negotiations.  Most forms of mediation are less intrusive than arbitration and going to court where a third-party makes decisions about the dispute.

National organizations of mediators promote the following aspects of mediation:

·          It's confidential.

·          Relatively inexpensive.

·          It empowers the parties to make their own decisions and be creative in
                        solutions to the dispute.

·          Generally agreements are longer lasting because the parties solve their
                        own problems.

·          It preserves whatever relationship exists between the parties.

Some assert that mediation is most effective where there are emotional underpinnings to the dispute, such as dissolution of marriage action, a sexual harassment complaint, discrimination law suit or a neighbor dispute.  Actually, there is no reason why mediation cannot be used to resolve all disputes.  If it doesn’t work, the parties can always use a method which is more intrusive.  If mediation works, not only will the dispute be resolved, but time and money will be saved as well.

Mediation, however, is not without problems.  If litigation is inevitable, the mediation process may be used by a party not committed to the process to gain valuable information that may be used against the other party in litigation.  If the information can be verified from outside the mediation process, that information can be used as evidence in a lawsuit.   The information will then give the advantage to the party obtaining it in the mediation.  Also, mediation may be used to stall the process between the parties to resolve their dispute.

In mediation, each party to the dispute negotiates in the presence of the mediator.  There may be advisors, including attorneys, for each of the parties present.            The mediator has a variety of tools at his disposal, including:

·                     Asking questions to help focus the parties on the issues.

·                     Testing the reality of a party’s position by comparing that position to an outside source or standard, e.g.,  your opinion of the value of the family residence compared with the opinion of the value of the residence by a professional appraiser,

·                     Re-framing statements to get parties to really listen to each other. By re-stating the parties’ statements in a different way, the mediator can emphasize another point so that the other party will hear what the party is saying from a different perspective.  Also, the mediator may use re-framing to focus the parties on a different aspect of the problem or possible solution.

·                     Asking questions to get the parties to articulate the interests behind their positions to find out what really motivates them or what they really need.  In this way, options may be explored that the parties may not have thought about.  The negotiating pie may be expanded so that each party’s needs are met creating a win-win situation.

·                     Summarizing in writing what each party said in mediation and asking each party to verify the accuracy of the writing at the next session.

·                     Reducing the mediated agreement to writing.

·                     Privately talking to each party separately to help explore possibilities of settlement, known as “caucusing”.

Law should be looked at as only one standard that may used in helping the parties resolve their dispute.  Other standards and the parties’ personal interests or needs should also be considered.  You may be preoccupied with the law and want your rights protected.  Yet, it may be more prudent for you and the party you are having the dispute with to resolve the dispute based upon what is needed rather than what the law provides. 

Mediation, like negotiation, is a conciliatory way to resolve disputes.  It can consider all the parties needs and tangible or intangible factors including those used to create a stable, emotional and moral relationship between the parties.  This is not to say that mediated agreements should not be legally enforceable, only that the parties can agree to just about anything they want to and can decide to make the agreement legally enforceable or not.

Legal action is only one way to resolve a dispute over a mediated agreement.   The parties can always go back to mediation.  Mediation may be less expensive than a different method of dispute resolution if the parties are careful to monitor the time and costs of mediation and retain their commitment to the process.  Mediation allows parties to decide a dispute, as fast or slow as they want.  It also allows them to create their own destiny.

  Whether or not the mediation is successful will depend on the skill and knowledge of the mediator.  Accordingly, choosing the right mediator, as discussed in Chapter 4, is an important task.  There is also a need for attorney participants to understand the mediation process.  That way, they may help, rather than hinder, the process.

 

 

 

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